About OnPointe
OnPointe is affiliated with Legacy Marketing Group®, which has been in business since 1993. We are committed to the success of independent advisors like yourself and understand that you are on the frontline of an increasingly complex and ever-changing financial services industry. At OnPointe, we respect your commitment to your business and clients and value your input and ideas—which we use to improve our business and make sure we continue to meet your needs and those of your clients. Our services, designed to help you better serve your clients, include:
  • Time-saving tools.
  • Ongoing sales and practice management.
  • Multiple investment advisory managed portfolios.
  • User-friendly systems and technology.
We understand every advisor has different business needs, and we have the flexibility to meet your individual business needs.
Management Team

R. Preston Pitts, CPA, FLMI
President
Preston, who is also President of Legacy Marketing Group, champions products and programs that support independent advisors building their businesses. An independent entrepreneur himself prior to joining Legacy and OnPointe, he brings a deep passion and commitment to OnPointe’s mission as an advisor- and service-focused organization. Preston founded an Atlanta-based CPA firm specializing in auditing and consulting for insurance companies, and brings more than 25 years of insurance industry consulting and executive leadership to OnPointe. In addition to his consulting firm, he was a financial officer with two Fortis-owned insurance firms and served as an audit manager with the international accounting firm of Ernst & Young. Preston develops and guides both Legacy’s and OnPointe’s goals and vision as he oversees the companies’ daily operations.

Chris Eaken, FLMI, AIRC, AIAA, ACS
Chief Compliance Officer
Chris oversees and ensures compliance. She has been with Legacy Marketing Group since 1991 and currently serves as its Vice President of Compliance. Chris has a bachelor’s degree in business administration and holds FLMI, AIRC, AIAA and ACS LOMA designations. She holds Series 6, 26, and 63 licenses.

Frank Ertel, CLU
Vice President of Sales
Frank oversees all sales, marketing, and training activities for OnPointe. He has more than 22 years of experience in the financial services industry, having previously owned his own firm where he served as a financial planner. Frank also worked in management and has served in different capacities for several companies. He earned a bachelor’s degree at Presbyterian College and a Chartered Life Underwriter designation from the American College.
Contact Us
OnPointe Advisory and Financial Services, LLC
2090 Marina Avenue
Petaluma, CA 94954-6714
Main Phone: 800-395-0045
Main Fax: 707-765-5804
Join OnPointe today! Call 800-395-0045.

Pointing you toward financial freedomSM!



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© 2012 OnPointe Advisory and Financial Services, LLC. All Rights Reserved. Products and services in these Web pages are not offered to residents of certain states where the OnPointe entity may not be licensed or authorized and is not intended for trading purposes or as investment advice.